Name: DOL Retirement Rule: Impacts and Developments
Price: 168 CAD
Rating: 4.7 (38 reviews)

What You'll Learn

check_circleAnalyze the legal and regulatory context of the DOL fiduciary rule

check_circleEvaluate potential conflicts of interest in financial advice

check_circleAssess industry responses to new fiduciary standards

check_circleExamine effects on IRA investor well-being

check_circleUnderstand implications for advisory fees and service models

check_circleIdentify areas for future research in retirement policy

About This Course

This course examines the Department of Labor's (DOL) proposed rule regarding fiduciary duty in retirement investing. The rule aims to re-define fiduciary status under ERISA, expanding its scope to include more financial advisors. This course will delve into the rule's historical context, legal foundation, potential impact on advisor behavior, and consequences for investor outcomes.

We will begin by exploring the current legal framework governing retirement accounts, focusing on the Internal Revenue Code (IRC) and ERISA regulations.
The course will then analyze the proposed DOL rule's impact on financial advisor compensation, examining the potential changes in fee structures, minimum account balances, and service offerings.
We will also assess how the rule might affect investor behavior, including contribution levels, time spent managing investments, and overall reliance on financial advice.
Finally, we will consider the broader economic implications of the proposed rule, evaluating its potential to reshape the market for retirement advice and the industry's response to these changes.

This course will equip participants with a comprehensive understanding of the DOL's proposed rule, its potential impact on the retirement investment landscape, and its implications for investors and advisors alike.

Your Instructors

CLE One

Empowering Excellence in Law, One Course at a Time

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CLE One is a leading nationwide provider of Continuing Legal Education (CLE), dedicated to empowering legal professionals with the knowledge and tools they need to excel in their practice. We offer verified and accredited courses across a wide range of legal specializations, from litigation strategies to emerging fields like digital law and compliance. Designed by experts, our programs combine practical insights with up-to-date legal trends to help attorneys stay compliant and ahead of the curve.

Elise Thomas

Licensed New York Attorney

Licensed in New York and currently based in Illinois. She is in her fifth year as a corporate attorney and has experience working in law firms and in-house settings. Her focus includes corporate law, including entity formation, equity issuance and a focus on equity and debt financings as well as merger and acquisition transactions. She also has experience in commercial agreements and privacy and data security law.

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DOL Retirement Rule: Impacts and Developments

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