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Transform complex FCA regulations into practical operations by building robust systems, controls, and governance frameworks that effectively evidence compliance.
Strong policies are not enough. The FCA continues to make clear that compliance must be embedded into the everyday operation of regulated firms—supported by systems, controls, and clear evidence that rules are understood and followed at all levels.
This practical webinar focuses on how firms can design and implement compliance frameworks that actually work. It explores how governance structures, risk management, and compliance functions should interact, how the Consumer Duty affects systems and controls, and how responsibilities under the Senior Managers & Certification Regime translate into operational reality.
Designed for professionals responsible for implementing and overseeing compliance arrangements, this session provides clear guidance on what the FCA expects to see—and how firms can demonstrate adherence to both the letter and the spirit of regulation.
Compliance Consultant | RB Compliance Consultancy Limited
I'm Robert Bell, founder and owner of RB Compliance Consultancy. I set the company up in 2012 because I spotted a gap in the market for more affordable, bespoke compliance advice. My passion is for quality, I love helping companies finesse their policies, procedures and training material so they work seamlessly. This is proudly demonstrated in our e-learning courses. My background is in law and financial services compliance, I've worked in a range of compliance roles within consumer credit regulated firms, but since creating the company I've become a recognised financial services compliance expert, MBL speaker and author of "A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty".
Professional development requirements vary by profession, country, and regulatory body. Before enrolling, review the course details and confirm that the content, learning format, and any listed credits meet your specific requirements. You are responsible for confirming eligibility with your regulator or professional association and keeping the records required for reporting.