Name: FCA Policy PS24/9: Payment Optionality - Investment Research
Price: 226 CAD

What You'll Learn

check_circleUnderstand the historical background and the need for financial regulations.

check_circleIdentify key regulatory bodies and their roles in different jurisdictions.

check_circleAnalyze the FCA's Policy Statement PS24/9 and its implications.

check_circleExplore different payment options for investment research, with a focus on joint payments.

check_circleImplement governance and operational controls for joint payment structures.

check_circleDevelop and maintain compliance policies, assessing research value and cost-effectiveness.

About This Course

This course provides a comprehensive understanding of the FCA Policy PS24/9, detailing payment optionality for investment research. Covering essential regulatory frameworks and payment options, the course equips learners with an in-depth knowledge of the FCA's roles and strategies for compliance.

Key Topics:

Overview of historical and current regulatory frameworks
The roles and operations of major regulatory bodies
In-depth analysis of the FCA Policy PS24/9
Different payment methods for investment research
Practical steps for the implementation of joint payment structures
Guidelines for compliance and annual assessments

This course is intended for finance professionals, compliance officers, and investment analysts. A basic understanding of financial regulations is recommended.

Your Instructor

UKElite Accounting Training

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UKElite Accounting Training provides cutting-edge professional development courses tailored for accounting professionals across the United Kingdom. Our mission is to deliver top-tier education that equips accountants with the latest skills and knowledge needed to excel in their careers. Our expert instructors offer real-world insights and practical guidance across a wide range of accounting disciplines. With a commitment to excellence and continuous improvement, UKElite Accounting Training is your trusted partner in professional growth.

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We are a registered provider with 327+ associations and regulatory bodies worldwide. We operate across 29 global markets including Canada, the US, Australia, and the UK. Every course page clearly displays its specific accreditations. Upon completion, you receive a professional certificate that can be validated online. Our certificates include all necessary accreditation details, credit hours, and completion dates, and are formatted specifically to meet the submission requirements of most global regulatory bodies.

FCA Policy PS24/9: Payment Optionality - Investment Research

What You'll Learn

About This Course

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